Sandeep Malhotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandeep Malhotra ( ), a licensed former licensee with CE reference AUX271. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-15 | 2010-11-21 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-11-15 | 2010-11-21 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-29 | 2010-04-04 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-03-29 | 2010-04-04 |