Kimitoshi Hoshiyama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kimitoshi Hoshiyama ( ), a licensed former licensee with CE reference AEY641. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-08-11 | 2008-10-16 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-08-06 | 2008-10-16 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-08-06 | 2008-10-16 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-06 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-06 |