Timothy Kwok Cheung Lo
羅國章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Kwok Cheung Lo (羅國章), a licensed former licensee with CE reference AAU295. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | RO | Type 1 — Dealing in securities | 2006-05-23 | 2018-09-04 |
| CAIIS Limited | RO | Type 4 — Advising on securities | 2004-01-07 | 2018-09-04 |