Hsien Wen Tsai
蔡憲文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsien Wen Tsai (蔡憲文), a licensed Responsible Officer with CE reference AST254. Currently licensed at 1 firm(s): Preferred Investment Advisors (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-21 | present |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-08-26 | present |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-24 | present |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-24 | 2011-12-21 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-04-15 | 2010-10-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-04-15 | 2010-10-01 |