Ying Man Kwok
郭映雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Man Kwok (郭映雯), a licensed former licensee with CE reference AQN834. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-25 | 2013-05-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-05 | 2013-05-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-05 | 2013-05-15 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2010-04-10 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2008-02-25 | 2010-04-10 |