Clement George Liu
劉嘉肇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clement George Liu (劉嘉肇), a licensed former licensee with CE reference AAF615. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2010-07-13 | 2012-05-05 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2010-07-13 | 2012-05-05 |
| CAIIS Limited | RO | Type 1 — Dealing in securities | 2010-01-12 | 2010-07-13 |
| CAIIS Limited | RO | Type 4 — Advising on securities | 2010-01-12 | 2010-07-13 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-05-11 | 2010-01-12 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 4 — Advising on securities | 2007-11-15 | 2009-04-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 9 — Asset management | 2007-11-15 | 2009-04-01 |