HSBC Guyerzeller Far East Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Guyerzeller Far East Limited ( ), a Hong Kong-based licensed corporation with CE reference AEY707. Current licensed staff on file: 0 (total recorded over time: 19). Earliest licence on file: 2004-12-22.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2004-12-22 | 2009-08-31 |
| Type 4 — Advising on securities | present | 2009-08-31 |
| Type 5 — Advising on futures contracts | 2005-02-02 | 2009-08-31 |
| Type 9 — Asset management | present | 2009-08-31 |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Elton Ngok Yan Chan 陳岳欣 | RO 1, 4, 5, 9 | 2004-08 | 2009-05 |
| Chin Ki Hui 許展奇 | RO 1, 4, 5, 9 | Pre-2003 | 2009-05 |
| Peter Yik Kau Lam 林奕球 | RO 1, 4, 5, 9 | 2004-04 | 2009-02 |
| Fredric Kwok Tung Leung 梁國棟 | RO 1, 4, 9 | 2003-09 | 2008-06 |
| Ruediger Prenzlin | RO 4, 9 | Pre-2003 | 2003-05 |
| Steven Rudolf Sieker | RO 4, 9 | Pre-2003 | 2003-09 |
| Betty Lai Chun Cheng 鄭麗珍 | Rep 1 | 2006-04 | 2007-11 |
| Ronald Yiu Hung Ho 何耀雄 | Rep 1, 4, 9 | 2007-02 | 2009-03 |
| Heman Hsuan 宣希文 | Rep 1 | 2006-06 | 2009-04 |
| Kwan Fong Lee 李群芳 | Rep 1 | 2008-12 | 2009-04 |
| Lawrence Leung 梁偉澤 | Rep 1 | 2008-06 | 2008-07 |
| Clement George Liu 劉嘉肇 | Rep 4, 9 | 2007-11 | 2009-04 |
| Pauline Po Shan Look 陸葆珊 | Rep 1, 4, 9 | 2005-09 | 2009-04 |
| Dominic King Hang Ng 伍景恆 | Rep 1, 4, 9 | 2005-09 | 2009-04 |
| Siu Mui (SFC:AGF542) Ng 伍少梅 | Rep 1, 4, 5, 9 | Pre-2003 | 2009-05 |
| Joseph Yung Chien Sun | Rep 1, 4, 9 | 2004-09 | 2005-08 |
| Yue Yuk Wong 黃如玉 | Rep 1 | 2008-06 | 2009-04 |
| Irene Mee Kam Yu 余美金 | Rep 1, 4, 9 | 2003-07 | 2009-04 |
| Lora Man Fung Yu 余敏鳳 | Rep 1 | 2007-11 | 2009-04 |
Showing 1–19 of 19