Siu Mui (SFC:AGF542) Ng
伍少梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mui (SFC:AGF542) Ng (伍少梅), a licensed former licensee with CE reference AGF542. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2009-11-03 | 2011-12-24 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 5 — Advising on futures contracts | 2005-03-09 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 1 — Dealing in securities | 2004-12-23 | 2009-05-01 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 4 — Advising on securities | present | 2006-03-27 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 9 — Asset management | present | 2006-03-27 |