Peter Yik Kau Lam
林奕球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yik Kau Lam (林奕球), a licensed former licensee with CE reference ABL140. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Guyerzeller Far East Limited |
RO | Type 5 — Advising on futures contracts | 2005-02-02 | 2009-02-18 |
| HSBC Guyerzeller Far East Limited |
RO | Type 1 — Dealing in securities | 2004-12-22 | 2009-02-18 |
| HSBC Guyerzeller Far East Limited |
RO | Type 4 — Advising on securities | 2004-04-16 | 2009-02-18 |
| HSBC Guyerzeller Far East Limited |
RO | Type 9 — Asset management | 2004-04-16 | 2009-02-18 |