Juliette Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliette Tang ( ), a licensed former licensee with CE reference ALI666. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2012-03-27 | 2013-12-31 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2012-03-27 | 2013-12-31 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2004-10-29 | 2006-10-19 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2004-10-29 | 2006-10-19 |