Koon Lok Li
李冠樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Lok Li (李冠樂), a licensed Representative with CE reference BFK460. Currently licensed at 1 firm(s): Gobi Admiralty Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gobi Admiralty Limited |
Rep | Type 9 — Asset management | 2022-06-20 | present |
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-16 | 2021-06-30 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2018-09-10 | 2019-01-28 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2018-09-10 | 2019-01-28 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-08-22 | 2018-09-10 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2018-08-22 | 2018-09-10 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2018-07-11 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-01 | 2018-07-11 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2018-07-11 |