Michael Siu Chun Hung
洪小駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Siu Chun Hung (洪小駿), a licensed Responsible Officer with CE reference AGA524. Currently licensed at 5 firm(s): Planetree Securities Limited, Planetree Research Limited, Planetree Futures Limited, Planetree Discount Lending Limited, Planetree Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services; Type 8 — Securities margin financing; Type 9 — Asset management. Total licence records on file: 37.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →More firms doing Securities margin financing →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2025-06-03 | present |
| Planetree Research Limited | RO | Type 4 — Advising on securities | 2023-09-27 | present |
| Planetree Research Limited | RO | Type 5 — Advising on futures contracts | 2023-09-27 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-20 | present |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-02-20 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 — Providing automated trading services | 2023-02-20 | present |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2023-02-20 | present |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-20 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-02-20 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-20 | 2023-02-20 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-12-20 | 2023-02-20 |
| Planetree Discount Lending Limited | Rep | Type 8 — Securities margin financing | 2022-12-20 | 2023-02-20 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2023-02-20 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-04-12 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 4 — Advising on securities | 2020-01-22 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-22 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 7 — Providing automated trading services | 2018-03-27 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-19 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-12-19 | 2022-07-14 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2020-04-07 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2013-12-24 | 2017-09-18 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2013-12-24 | 2017-09-18 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2013-07-05 | 2017-09-18 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-23 | 2017-12-19 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-23 | 2017-12-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-14 | 2012-10-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2012-10-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-05-27 | 2011-05-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-03-28 | 2011-05-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-10-23 | 2008-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-29 | 2008-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2008-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2008-01-10 |