Nicole Wing Ki Chan
陳穎琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Wing Ki Chan (陳穎琪), a licensed former licensee with CE reference BCN236. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-09-09 | 2023-11-06 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-09-15 | 2023-11-06 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-03-09 | 2023-11-06 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2016-10-03 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-12 | 2014-04-30 |