Arthur Kai Chung Wong
王啟聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Kai Chung Wong (王啟聰), a licensed former licensee with CE reference ALL200. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2014-02-25 | 2014-02-28 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-21 | 2014-02-28 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2013-02-21 | 2014-02-28 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-16 | 2012-08-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-12 | 2009-11-14 |