Wai Tong Woo
胡偉堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tong Woo (胡偉堂), a licensed Responsible Officer with CE reference ADZ983. Currently licensed at 1 firm(s): Privium Fund Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RO | Type 9 — Asset management | 2024-10-14 | present |
| Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-08-18 | 2024-08-31 |
| Da Heng Qin (Hong Kong) Company Limited 大橫琴股份(香港)有限公司 |
RO | Type 9 — Asset management | 2022-08-18 | 2024-08-31 |
| Privium Fund Management (HK) Limited | RO | Type 9 — Asset management | 2021-10-15 | 2022-06-27 |
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2021-08-20 | 2021-10-15 |
| Blossomhill Investment Limited 豐碩投資有限公司 |
RO | Type 9 — Asset management | 2019-02-01 | 2021-07-21 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 9 — Asset management | 2017-12-21 | 2018-07-25 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-08 | 2018-07-25 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-08 | 2018-07-25 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-27 | 2017-08-08 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-27 | 2017-08-08 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-15 | 2016-12-09 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2016-01-15 | 2016-12-09 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 — Asset management | 2016-01-15 | 2016-12-09 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-14 | 2016-01-15 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-14 | 2016-01-15 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2016-01-14 | 2016-01-15 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-19 | 2015-12-07 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-19 | 2015-12-07 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2004-11-05 | 2006-06-02 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2004-11-05 | 2006-06-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-29 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-29 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-29 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-29 |