Yang da
笪洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang da (笪洋), a licensed Responsible Officer with CE reference BBZ357. Currently licensed at 1 firm(s): AVICT Global Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-14 | present |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-30 | present |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-30 | present |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-20 | 2023-05-30 |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | 2023-05-30 |
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-13 | 2023-01-10 |
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
Rep | Type 9 — Asset management | 2022-12-13 | 2023-01-10 |
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-28 | 2022-12-13 |
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
RO | Type 9 — Asset management | 2021-04-08 | 2022-12-13 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-08 | 2019-05-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-08 | 2019-05-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 — Asset management | 2016-12-09 | 2019-05-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-25 | 2016-12-09 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 — Asset management | 2016-06-30 | 2016-11-23 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-06 | 2016-11-23 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-01 | 2016-06-30 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-08 | 2016-11-23 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-08 | 2016-11-23 |