Letian Hu
胡樂天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letian Hu (胡樂天), a licensed Responsible Officer with CE reference BDI847. Currently licensed at 1 firm(s): Leading Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-26 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-26 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 — Asset management | 2019-04-26 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | 2019-04-26 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-01 | 2019-04-26 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-01 | 2019-04-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-20 | 2016-08-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2016-08-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-29 | 2016-08-23 |