Nan (SFC:BJR330) Li
李楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BJR330) Li (李楠), a licensed former licensee with CE reference BJR330. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2019-12-13 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-30 | 2019-12-13 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-30 | 2019-12-13 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2017-08-23 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2017-08-23 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2017-06-14 | 2017-08-23 |