Hiu Lam Mok
莫曉籃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Lam Mok (莫曉籃), a licensed Responsible Officer with CE reference AJE368. Currently licensed at 1 firm(s): Polo Elite Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polo Elite Capital Limited |
RO | Type 4 — Advising on securities | 2026-01-14 | present |
| Polo Elite Capital Limited |
RO | Type 9 — Asset management | 2026-01-14 | present |
| Polaris Capital Limited 明辰資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-22 | 2025-08-07 |
| Polaris Capital Limited 明辰資本有限公司 |
RO | Type 4 — Advising on securities | 2024-08-22 | 2025-08-07 |
| Polaris Capital Limited 明辰資本有限公司 |
RO | Type 9 — Asset management | 2024-08-22 | 2025-08-07 |
| KHG Asset Management Limited 君曦資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-15 | 2024-01-01 |
| KHG Asset Management Limited 君曦資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-15 | 2024-01-01 |
| KHG Asset Management Limited 君曦資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-15 | 2024-01-01 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-11 | 2022-07-31 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | 2021-11-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-23 | 2021-11-01 |
| Renco Investments Limited 融科投資有限公司 |
RO | Type 4 — Advising on securities | 2019-06-04 | 2020-07-30 |
| Renco Investments Limited 融科投資有限公司 |
RO | Type 9 — Asset management | 2019-06-04 | 2020-07-30 |
| Renco Investments Limited 融科投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-24 | 2019-06-04 |
| Renco Investments Limited 融科投資有限公司 |
Rep | Type 9 — Asset management | 2019-05-24 | 2019-06-04 |
| Lionheart Limited 晉成金融有限公司 |
RO | Type 4 — Advising on securities | 2018-06-27 | 2018-12-31 |
| Lionheart Limited 晉成金融有限公司 |
RO | Type 9 — Asset management | 2018-06-27 | 2018-12-31 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-29 | 2017-11-01 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-29 | 2017-11-01 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-27 | 2017-06-29 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-27 | 2017-06-29 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-04 | 2017-04-22 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-29 | 2016-11-04 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-29 | 2017-04-22 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2016-09-15 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-02 | 2016-08-15 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-02 | 2016-08-15 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-15 | 2014-11-21 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-03 | 2014-11-21 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-03 | 2014-11-21 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-03-03 | 2014-11-21 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2014-11-21 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2010-02-19 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2007-06-01 |