Wai Kwong (SFC:AWP695) Ng
伍偉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwong (SFC:AWP695) Ng (伍偉光), a licensed former licensee with CE reference AWP695. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2020-01-23 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-13 | 2020-01-23 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-03 | 2015-05-05 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2014-03-14 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-16 | 2014-03-14 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-17 | 2013-08-23 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2012-09-17 | 2013-08-23 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-13 | 2013-08-23 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2012-07-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-11 | 2011-09-17 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-11 | 2011-09-17 |