Tsz Chiu Yau
丘子釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chiu Yau (丘子釗), a licensed former licensee with CE reference AWQ216. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LT Finance Management Limited | RO | Type 5 — Advising on futures contracts | 2013-08-26 | 2019-09-25 |
| LT Finance Management Limited | RO | Type 4 — Advising on securities | 2012-12-10 | 2019-09-25 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-19 | 2019-09-25 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-19 | 2019-09-25 |