Wai Tong Kwong
鄺偉棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tong Kwong (鄺偉棠), a licensed Representative with CE reference AAK706. Currently licensed at 1 firm(s): Koala Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-13 | present |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-10-30 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |