Jaime Yun Cheng Chou

周運成
CE No. ALH930 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jaime Yun Cheng Chou (周運成), a licensed Responsible Officer with CE reference ALH930. Currently licensed at 1 firm(s): Yango International Financial Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Yango International Financial Holdings Limited
陽光國際金融控股集團有限公司
RO Type 1 — Dealing in securities 2024-11-19 present
Yango International Financial Holdings Limited
陽光國際金融控股集團有限公司
RO Type 4 — Advising on securities 2024-11-19 present
Yango International Financial Holdings Limited
陽光國際金融控股集團有限公司
RO Type 9 — Asset management 2024-11-19 present
GLY CAPITAL MANAGEMENT LIMITED
吉安資本管理有限公司
RO Type 1 — Dealing in securities 2020-03-24 2024-09-02
GLY CAPITAL MANAGEMENT LIMITED
吉安資本管理有限公司
RO Type 4 — Advising on securities 2020-03-24 2024-09-02
GLY CAPITAL MANAGEMENT LIMITED
吉安資本管理有限公司
RO Type 9 — Asset management 2020-03-24 2024-09-02
GLY CAPITAL MANAGEMENT LIMITED
吉安資本管理有限公司
Rep Type 4 — Advising on securities 2020-02-26 2020-03-24
GLY CAPITAL MANAGEMENT LIMITED
吉安資本管理有限公司
Rep Type 9 — Asset management 2020-02-26 2020-03-24
SPDB International Investment Management Limited
浦銀國際投資管理有限公司
Rep Type 4 — Advising on securities 2016-07-25 2019-11-29
SPDB International Investment Management Limited
浦銀國際投資管理有限公司
Rep Type 9 — Asset management 2016-07-25 2019-11-29
CCB International Asset Management Limited
建銀國際資產管理有限公司
Rep Type 4 — Advising on securities 2011-02-17 2011-07-30
CCB International Asset Management Limited
建銀國際資產管理有限公司
Rep Type 9 — Asset management 2008-02-15 2011-07-30
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 — Dealing in securities 2006-09-13 2007-12-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 — Advising on corporate finance 2006-09-13 2007-12-01
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 — Dealing in securities 2006-01-04 2006-08-15
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 — Advising on securities 2006-01-04 2006-08-15
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2005-12-12 2006-08-15
BNP Paribas Capital (Asia Pacific) Limited
法國巴黎資本(亞太)有限公司
Rep Type 6 — Advising on corporate finance 2004-10-04 2005-11-30

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