Jonathan William Sturmey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan William Sturmey ( ), a licensed former licensee with CE reference ARS748. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-05-14 | 2014-06-30 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-05-14 | 2014-06-30 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2012-05-14 | 2014-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-01-08 | 2010-07-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-01-08 | 2010-07-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2009-01-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-22 | 2009-01-08 |