Religare Capital Markets (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Religare Capital Markets (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ARD832. Current licensed staff on file: 0 (total recorded over time: 68). Earliest licence on file: 2008-07-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-07-24 | 2018-04-09 |
| Type 4 — Advising on securities | 2009-09-22 | 2018-04-09 |
| Type 6 — Advising on corporate finance | 2012-05-14 | 2014-10-07 |
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Manish Berlia | RO 1, 4, 6 | 2011-07 | 2015-03 |
| Donna Maree Chown | RO 1 | 2008-07 | 2012-03 |
| Paul Anthony John Cowan | RO 1, 4 Rep 1 | 2009-12 | 2017-08 |
| Jonathan George Edgar | RO 1, 4 | 2008-07 | 2014-12 |
| Adrian Rubin Gornall | RO 1, 4 Rep 1 | 2015-06 | 2016-03 |
| Joseph Chu Jeong | RO 1 Rep 1 | 2009-01 | 2014-06 |
| Liam Patrick McDonald | RO 1, 4 Rep 1 | 2010-02 | 2017-08 |
| Ravi Mehrotra | RO 1, 4 Rep 1, 4 | 2011-04 | 2016-02 |
| Kevin Mitchell Myers | RO 1 | 2011-03 | 2011-12 |
| Martin Eric Robinson | RO 6 Rep 1, 4 | 2011-07 | 2012-11 |
| William John Stacey 史達思 | RO 4 Rep 1 | 2008-07 | 2010-05 |
| Charles Henry Roger Streeter | RO 1, 4 Rep 1, 4 | 2015-07 | 2016-07 |
| Jonathan William Sturmey | RO 1, 4, 6 | 2012-05 | 2014-06 |
| Peter George Williamson | RO 4 Rep 1 | 2008-08 | 2014-06 |
| Anthony Casey Wilson | RO 1 | 2008-07 | 2008-09 |
| Jeffrey Quee Quee Wong | RO 1, 4 Rep 1, 4 | 2011-11 | 2017-08 |
| Campbell Robert Alder | Rep 1 | 2010-07 | 2012-12 |
| Sejal Bajaria | Rep 1, 4 | 2014-04 | 2014-09 |
| Sharan Bhagwan Bhojwani | Rep 1, 4 | 2011-04 | 2016-12 |
| Sophie Valerie Louba Biro | Rep 4 | 2009-10 | 2011-01 |
| John Charles David Blake | Rep 1 | 2009-04 | 2009-10 |
| William Thomas Bowler | Rep 1 | 2014-02 | 2014-09 |
| Ponrawut Buranakit | Rep 1, 4, 6 | 2011-07 | 2013-05 |
| Stanley King Lun Chan 陳敬倫 | Rep 1, 4 | 2009-07 | 2014-09 |
| Terry Hiu Wai Chan 陳曉維 | Rep 1 | 2010-06 | 2015-03 |
| Sarah Anne Chessis | Rep 1, 4 | 2009-11 | 2011-12 |
| Yuk Kei Chow 周玉琦 | Rep 1 | 2009-08 | 2010-09 |
| Christian James Clementson | Rep 1 | 2009-04 | 2009-09 |
| Yuwen Ding 丁煜雯 | Rep 1 | 2009-12 | 2013-12 |
| Rumit Dugar | Rep 4 | 2012-06 | 2012-11 |
| Yuk Pei Foong 馮玉佩 | Rep 1, 4 | 2011-03 | 2014-02 |
| Andrew James Grieve | Rep 4 | 2011-06 | 2012-07 |
| Paul Jason Hadley | Rep 1 | 2009-04 | 2009-10 |
| Qi Huang 黃琦 | Rep 4 | 2011-08 | 2014-06 |
| Li (SFC:ARU868) Jiang 江利 | Rep 4 | 2011-08 | 2014-11 |
| Xinyu (SFC:AVS286) Jiang 蔣欣育 | Rep 4 | 2012-05 | 2012-09 |
| Sutharshan Kandiah | Rep 1, 4, 6 | 2011-07 | 2017-08 |
| Raghav Kapoor | Rep 1 | 2009-04 | 2009-09 |
| Karen Po Chee Kwan 關寶芝 | Rep 1, 4 | 2009-07 | 2012-09 |
| Chun Kit (SFC:AQU092) Lam 林俊傑 | Rep 4 | 2012-11 | 2013-10 |
| Ho Man Lau 劉浩文 | Rep 1 | 2011-02 | 2012-10 |
| Issac Kam Lung Leung 梁鑑瀧 | Rep 1 | 2010-03 | 2010-07 |
| Yili Liu 劉怡利 | Rep 1 | 2012-07 | 2012-09 |
| Ka Leong Lo 羅家亮 | Rep 4 | 2011-08 | 2014-04 |
| Robert Simeon Lord | Rep 1 | 2008-08 | 2015-03 |
| Qian (SFC:AVA418) Luo 羅倩 | Rep 4 | 2011-07 | 2012-07 |
| Daniel James McQualter | Rep 1 | 2015-08 | 2017-08 |
| Lee Michael McQueen | Rep 1 | 2010-08 | 2012-12 |
| Hartly Mignon | Rep 1 | 2011-07 | 2012-09 |
| David Andrew Millhouse | Rep 1 | 2009-07 | 2009-09 |
| Lee Mark Mitchell | Rep 1 | 2010-10 | 2014-08 |
| David Motozo Rubenstein | Rep 4 | 2012-03 | 2012-08 |
| Joshua Gerard Saldanha | Rep 1 | 2010-06 | 2010-08 |
| Rohit Anil Salgaocar | Rep 1 | 2010-11 | 2012-03 |
| Joel Zhiwei Sng | Rep 1, 4, 6 | 2011-07 | 2013-12 |
| Benjamin James Stocker | Rep 1, 4 | 2015-08 | 2015-11 |
| Kishore Sheena Suratkal | Rep 4 | 2011-08 | 2012-09 |
| Sumit Syal | Rep 1 | 2011-06 | 2017-06 |
| Jason Edmund Todd | Rep 4 | 2010-12 | 2012-09 |
| Wa Cheung Tong 唐華翔 | Rep 4 | 2012-11 | 2014-05 |
| Samuel James Turner | Rep 1 | 2008-09 | 2014-06 |
| Qinglu Wang 王慶魯 | Rep 4 | 2011-10 | 2012-07 |
| Yue (SFC:ANV172) Wang 王玥 | Rep 4 | 2010-09 | 2012-09 |
| Zhuofeng Wang 王卓峰 | Rep 4 | 2011-07 | 2012-07 |
| Benjamin Malcolm Wong 黃務騰 | Rep 1 | 2009-05 | 2009-09 |
| Zheyu Xi 奚哲漁 | Rep 4 | 2011-07 | 2014-07 |
| Steven Kai Xia 夏凱 | Rep 1 | 2008-08 | 2014-04 |
| Weiquan Yin 殷瑋荃 | Rep 1 | 2012-07 | 2014-04 |
Showing 1–68 of 68