Ho Man Lau
劉浩文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Man Lau (劉浩文), a licensed Representative with CE reference AWU132. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-09 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-09-09 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-09-18 | 2024-05-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-09-18 | 2024-05-10 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-09-18 | 2024-05-10 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-09-18 | 2024-05-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-08 | 2023-08-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-08 | 2023-08-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-08 | 2023-08-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-12-08 | 2023-08-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-20 | 2022-09-05 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2022-09-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-07-12 | 2015-05-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-07-12 | 2015-05-24 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-12 | 2015-05-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-12 | 2015-05-24 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2013-07-12 | 2015-05-24 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-02-15 | 2012-10-19 |