Sejal Bajaria
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sejal Bajaria ( ), a licensed former licensee with CE reference ATC149. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-14 | 2017-06-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2015-08-12 | 2015-11-20 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-04-09 | 2014-09-02 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-04-09 | 2014-09-02 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2013-06-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-13 | 2013-06-04 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-04 | 2010-01-07 |