Wa Cheung Tong
唐華翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Cheung Tong (唐華翔), a licensed Responsible Officer with CE reference BAK537. Currently licensed at 1 firm(s): Dingxin (Securities) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 9 — Asset management | 2022-09-20 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-08 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 4 — Advising on securities | 2022-02-08 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | 2021-09-01 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2021-09-01 |
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 |
RO | Type 10 — Providing credit rating services | 2018-02-26 | 2020-07-27 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
RO | Type 10 — Providing credit rating services | 2017-03-15 | 2017-08-18 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 — Providing credit rating services | 2016-07-04 | 2017-03-15 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2014-07-04 | 2016-06-10 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-11-05 | 2014-05-23 |