Steven Kai Xia
夏凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Kai Xia (夏凱), a licensed former licensee with CE reference AQW627. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-08-07 | 2014-04-09 |
| SFGHK Limited | Rep | Type 1 — Dealing in securities | 2008-04-28 | 2008-05-08 |