Robert Simeon Lord
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Simeon Lord ( ), a licensed former licensee with CE reference APF575. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
RO | Type 1 — Dealing in securities | 2018-05-07 | 2024-07-30 |
| Barrenjoey Asia Limited |
RO | Type 4 — Advising on securities | 2018-05-07 | 2024-07-30 |
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-03-06 | 2018-05-07 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-08-04 | 2015-03-01 |
| SFGHK Limited | Rep | Type 1 — Dealing in securities | 2007-08-02 | 2008-05-08 |