Benjamin James Stocker

CE No. AQM556 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin James Stocker (), a licensed former licensee with CE reference AQM556. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Religare Capital Markets (Hong Kong) Limited Rep Type 1 — Dealing in securities 2015-09-02 2015-11-11
Religare Capital Markets (Hong Kong) Limited Rep Type 4 — Advising on securities 2015-08-24 2015-11-11
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 4 — Advising on securities 2011-07-13 2011-10-27
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2010-05-26 2012-11-10
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2008-02-14 2010-04-01

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