Paul Anthony John Cowan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Anthony John Cowan ( ), a licensed former licensee with CE reference AUC914. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-08-26 | 2017-08-16 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-07-21 | 2017-08-16 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-18 | 2016-07-21 |