William Thomas Bowler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Thomas Bowler ( ), a licensed former licensee with CE reference BCU949. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2017-09-05 | 2020-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2017-09-05 | 2020-01-31 |
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2015-11-02 | 2017-08-25 |
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2017-08-25 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-02-13 | 2014-09-30 |