Samuel James Turner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel James Turner ( ), a licensed former licensee with CE reference ARO796. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
RO | Type 4 — Advising on securities | 2024-03-19 | 2025-12-31 |
| Barrenjoey Asia Limited |
RO | Type 1 — Dealing in securities | 2015-01-21 | 2025-12-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-09-08 | 2014-06-19 |