Ravi Mehrotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ravi Mehrotra ( ), a licensed former licensee with CE reference ATL967. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-10-30 | 2016-02-05 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-10-30 | 2016-02-05 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-06-10 | 2015-10-30 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-06-10 | 2015-10-30 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-04-18 | 2011-06-10 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-04-18 | 2011-06-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-10 | 2011-01-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-10 | 2011-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-09-10 | 2011-01-01 |