Benjamin Malcolm Wong
黃務騰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Malcolm Wong (黃務騰), a licensed Responsible Officer with CE reference APJ685. Currently licensed at 1 firm(s): Rockpool Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-21 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 4 — Advising on securities | 2025-07-21 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 9 — Asset management | 2018-07-09 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-28 | 2025-07-21 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-28 | 2025-07-21 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-05-12 | 2009-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-09 | 2008-12-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-08-09 | 2008-12-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-09 | 2008-12-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-08-09 | 2008-12-15 |