Rockpool Capital Limited
摩石資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockpool Capital Limited (摩石資本有限公司), a Hong Kong-based licensed corporation with CE reference BMI329. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 11 (total recorded over time: 45). Earliest licence on file: 2018-07-09.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
6/F, Hip Shing Hong Centre, 55 Des Veoux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-07-09 | present |
| Type 4 — Advising on securities | 2018-07-09 | present |
| Type 9 — Asset management | 2018-07-09 | present |
Licensed staff (all-time) (45)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nicholas Wing Kwong Chan 陳永江 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-09 | Present |
| Maurice Win-Chong Koo 顧永祥 | RO 1, 4, 9 | 2018-07 | Present |
| Sunming Lin 林孫明 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-07 | 2024-01 |
| Yung Pan Andrew Mak 麥融斌 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-08 | Present |
| Michael Chia Hung Tung 董家宏 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-09 | 2024-01 |
| Benjamin Malcolm Wong 黃務騰 | RO 1, 4, 9 Rep 1, 4 | 2018-07 | Present |
| Daniel Ting Yao Yu 余庭耀 | RO 1, 4 Rep 1, 4, 9 | 2018-08 | 2021-02 |
| Matthew Kyle Aman 沈耀星 | Rep 1, 4, 9 | 2023-04 | 2025-09 |
| John Joseph Chan 陳日強 | Rep 1, 4, 9 | 2022-12 | 2023-09 |
| Kin To Christopher Chan 陳建圖 | Rep 1, 4, 9 | 2019-12 | 2022-06 |
| Soon Yene Chan 陳順賢 | Rep 1, 4, 9 | 2024-11 | Present |
| Hetti Ho-Mun Cheung 張浩汶 | Rep 1, 4, 9 | 2022-05 | 2022-11 |
| Jenny Cheung | Rep 1, 4, 9 | 2021-11 | 2024-03 |
| Joyce Ka Yee Cheung 張嘉儀 | Rep 1, 4, 9 | 2021-03 | 2022-05 |
| Andrew Edward Chun-Hong Chow 周鎮康 | Rep 1, 4, 9 | 2021-11 | 2024-02 |
| Sheila Sho Nan Chow 周舒楠 | Rep 1, 4, 9 | 2018-08 | Present |
| Wilson Er 余偉勝 | Rep 1, 4, 9 | 2019-03 | 2022-11 |
| Corey Junzo Hamabata | Rep 1, 4, 9 | 2022-01 | Present |
| Wai Yin Hau 侯煒然 | Rep 1, 4, 9 | 2021-08 | 2021-10 |
| Yuhan (SFC:BUT635) Hu 胡鈺晗 | Rep 1, 4, 9 | 2024-03 | 2025-04 |
| Jia Huang 黃佳 | Rep 1, 4, 9 | 2025-09 | Present |
| Man Ka Ip 葉文嘉 | Rep 1, 4, 9 | 2025-06 | Present |
| Jason Kristianto 林孔偉 | Rep 1, 4, 9 | 2021-07 | 2022-06 |
| Yuk Fai Kwan 關旭煇 | Rep 1, 4, 9 | 2019-10 | 2024-01 |
| Jia Jhen Liang 梁家榛 | Rep 1, 4, 9 | 2022-10 | 2024-04 |
| Boon Yew Lim 林文耀 | Rep 1, 4, 9 | 2022-12 | Present |
| Pei Shan Gayl Lim 林珮珊 | Rep 1, 4, 9 | 2022-10 | 2024-02 |
| Ruqi Lin 林汝琪 | Rep 1, 4, 9 | 2023-07 | 2023-11 |
| Chang (SFC:AVT314) Liu | Rep 1, 4, 9 | 2022-09 | 2022-10 |
| Na Liu 劉鈉 | Rep 1, 4, 9 | 2019-01 | 2020-05 |
| Jie Ying Low 劉洁穎 | Rep 1, 4, 9 | 2022-04 | 2023-12 |
| King Yue Joseph Mok 莫景喻 | Rep 1, 4, 9 | 2022-05 | 2024-02 |
| Justin Sai Yip Ng 吳世業 | Rep 1, 4, 9 | 2022-04 | 2023-10 |
| Alvin Hon Ming Nie 倪漢銘 | Rep 1, 4 | 2020-08 | 2021-03 |
| Shih Min Tan 陳世民 | Rep 1, 4, 9 | 2022-06 | 2023-05 |
| Ziyuan Tang 唐子原 | Rep 1, 4, 9 | 2023-10 | 2024-02 |
| Pengcheng Wan 万鹏程 | Rep 1, 4, 9 | 2023-06 | Present |
| Benjamin Pai-Cheng Wang 王百成 | Rep 1, 4, 9 | 2022-03 | 2023-11 |
| Sin Yan Kristy Wat 屈倩茵 | Rep 1, 4, 9 | 2022-10 | 2023-02 |
| Chung Kay Joyce Wong 黃頌棋 | Rep 1, 4, 9 | 2022-07 | 2023-12 |
| Grace Fan Ying Wong 黄棻熒 | Rep 1, 4, 9 | 2021-03 | 2021-07 |
| Yan Long Ivan Wong 黃恩朗 | Rep 1, 4, 9 | 2018-08 | 2020-05 |
| Ying Ting Wong 黃纓婷 | Rep 1, 4, 9 | 2020-07 | 2021-09 |
| Ying (SFC:BRW391) Yang 楊穎 | Rep 1, 4, 9 | 2024-06 | 2024-07 |
| Jing (SFC:BSZ343) Zhang 張靖 | Rep 1, 4, 9 | 2024-06 | 2025-01 |
Showing 1–45 of 45
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司