Yuk Fai Kwan
關旭煇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Fai Kwan (關旭煇), a licensed former licensee with CE reference BPA270. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-02 | 2026-04-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-02 | 2026-04-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-02 | 2026-04-30 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2024-01-09 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-30 | 2024-01-09 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2019-10-30 | 2024-01-09 |