Jie Ying Low
劉洁穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Ying Low (劉洁穎), a licensed former licensee with CE reference BRQ534. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-01 | 2023-12-20 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-01 | 2023-12-20 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2022-04-01 | 2023-12-20 |
| Triada Capital Limited | Rep | Type 4 — Advising on securities | 2021-11-09 | 2022-01-28 |
| Triada Capital Limited | Rep | Type 9 — Asset management | 2021-11-09 | 2022-01-28 |