King Yue Joseph Mok
莫景喻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yue Joseph Mok (莫景喻), a licensed former licensee with CE reference BNG717. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-27 | 2024-02-01 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-27 | 2024-02-01 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2022-05-27 | 2024-02-01 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-12 | 2022-03-31 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-12 | 2022-03-31 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-12 | 2022-03-31 |