Sheila Sho Nan Chow
周舒楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheila Sho Nan Chow (周舒楠), a licensed Representative with CE reference AQL403. Currently licensed at 1 firm(s): Rockpool Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-07 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2018-08-07 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-06 | 2013-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-02-05 | 2013-06-29 |