Chang (SFC:AVT314) Liu

CE No. AVT314 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:AVT314) Liu (), a licensed former licensee with CE reference AVT314. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Rockpool Capital Limited
摩石資本有限公司
Rep Type 1 — Dealing in securities 2022-09-30 2022-10-17
Rockpool Capital Limited
摩石資本有限公司
Rep Type 4 — Advising on securities 2022-09-30 2022-10-17
Rockpool Capital Limited
摩石資本有限公司
Rep Type 9 — Asset management 2022-09-30 2022-10-17
Cachet Asset Management Limited
臻卓資產管理有限公司
Rep Type 1 — Dealing in securities 2021-06-11 2022-04-08
Cachet Asset Management Limited
臻卓資產管理有限公司
Rep Type 4 — Advising on securities 2021-06-11 2022-04-08
Cachet Asset Management Limited
臻卓資產管理有限公司
Rep Type 9 — Asset management 2021-06-11 2022-04-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2010-09-06 2011-09-02
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance 2010-09-06 2011-09-02

Related