Wai Yin Hau
侯煒然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Hau (侯煒然), a licensed Representative with CE reference BRN849. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2021-12-02 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-09 | 2021-10-08 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-09 | 2021-10-08 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2021-08-09 | 2021-10-08 |