David Andrew Millhouse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Millhouse ( ), a licensed former licensee with CE reference ATI899. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-05-07 | 2019-08-31 |
| Barrenjoey Asia Limited |
RO | Type 4 — Advising on securities | 2015-09-25 | 2019-08-31 |
| Barrenjoey Asia Limited |
RO | Type 1 — Dealing in securities | 2015-01-22 | 2019-05-07 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-07-15 | 2009-09-04 |