Lee Michael McQueen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Michael McQueen, a licensed Representative with CE reference ACR744. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-05 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-28 | 2020-10-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2020-10-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-18 | 2014-05-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-18 | 2014-05-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-07-18 | 2014-05-02 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-08-04 | 2012-12-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-12 | 2010-04-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-12 | 2010-04-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-05-10 | 2009-04-04 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-05-10 | 2009-04-04 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-10 | 2009-04-04 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2004-01-09 | 2005-05-10 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2004-01-09 | 2005-05-10 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-01-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2004-01-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-10-14 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-10-14 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-14 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-14 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-10-14 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-10-14 |