Joel Zhiwei Sng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Zhiwei Sng ( ), a licensed former licensee with CE reference AXI833. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-05-14 | 2013-12-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-07-14 | 2013-12-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-07-14 | 2013-12-31 |