Yili Liu
劉怡利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yili Liu (劉怡利), a licensed former licensee with CE reference AIU618. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-07-17 | 2012-09-20 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2011-03-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-12-01 | 2011-03-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-01 | 2011-03-14 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2003-04-30 | 2008-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-30 | 2008-11-17 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2003-04-30 | 2008-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-04-30 | 2008-11-17 |