Stephen Shek Kei Chan
陳碩基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Shek Kei Chan (陳碩基), a licensed former licensee with CE reference AJE088. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-11 | 2016-11-04 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-03-11 | 2016-11-04 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-03-11 | 2016-11-04 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-22 | 2016-03-11 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-22 | 2016-03-11 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-22 | 2016-03-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-15 | 2015-04-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-15 | 2015-04-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-15 | 2015-04-28 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-21 | 2006-03-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-21 | 2006-03-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-14 | 2005-03-21 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-14 | 2005-03-21 |