Kenneth Hoi-Yi Tung
董凱鐿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Hoi-Yi Tung (董凱鐿), a licensed former licensee with CE reference AEJ830. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2022-10-19 | 2025-02-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-18 | 2014-08-15 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-07-18 | 2014-08-15 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2011-07-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-15 | 2011-07-18 |
| Lazard Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2009-09-01 | 2010-07-05 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2009-09-01 | 2010-07-05 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2009-09-01 | 2010-07-05 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-06-23 | 2009-09-01 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2009-06-23 | 2009-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-06 | 2009-03-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 — Dealing in securities | 2007-08-06 | 2009-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-08-06 | 2009-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-15 | 2007-08-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-03-15 | 2007-08-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-15 | 2007-08-06 |