Tiffany Wun-Kwan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiffany Wun-Kwan Chan ( ), a licensed former licensee with CE reference AQU427. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-17 | 2014-04-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-17 | 2014-04-04 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-14 | 2009-01-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-14 | 2009-01-16 |